Filings, registration and reporting history
Open issuer filings, offering documents, annual and quarterly reports, ownership filings and current reports using the SEC’s company search.
Open SEC EDGAR →PUBLIC-RECORD SOURCE MAP
OTC research starts with the record you can open.
OTC Filing Watch monitors the SEC and FINRA event paths it can verify. This source map adds useful, no-cost public-record entry points without presenting them as proprietary feeds, price data, or conclusions about an issuer.
Some OTC securities do not have a current SEC reporting trail, and FINRA Daily List records only specific corporate actions. A quiet event wire does not prove that an issuer is inactive, current, suitable, or absent from OTC Markets.
Corporate-action records
Review FINRA OTC Daily List records for symbols, names, splits, deletions and other listed corporate actions. It is not a full OTC quote directory.
Open FINRA OTC Daily List →Issuer profile and disclosure links
Where a ticker is known, an issuer dossier links out to its OTC Markets profile. Profile content, quote data and market tier information remain controlled by OTC Markets.
Open OTC Markets →Sanctions-screening entry point
Search names through the official sanctions-search portal. Name similarity is not a match or a determination; use an appropriate compliance process to verify identity.
Open OFAC search →Federal-court record entry point
PACER provides registered access to U.S. federal court records. Court searches, identity matching and any chargeable documents are performed by the user under PACER’s terms.
Open PACER →Issuer-controlled and state records
Use the issuer’s official site and its state-of-incorporation registry when the jurisdiction is known. These are useful verification steps, but are not automatically harvested by this site.
Suggest a public-record correction →What this site currently automates
Automated monitor: SEC filings cross-matched to the monitored OTC issuer universe and FINRA OTC Daily List actions. Linked external checks: OTC Markets profiles, SEC issuer search, FINRA, OFAC and PACER. Not included: a licensed all-issuer OTC directory, real-time quotes, trade data, litigation conclusions, sanctions determinations or legal advice.
Need an issuer added to the review queue?
Search issuerSubmit a tickerSearch by company or CIK first. If a quoted security is not in the SEC-observed universe, submit its ticker and public source through the coverage-review queue.