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AUTOMATED SEC FILING DILIGENCE BRIEF
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SolarWindow Technologies, Inc.

CIK 0001071840Ticker WNDWSEC observed OTC

Automatically organized from the issuer’s official SEC submissions index. This brief is the starting evidence layer for buyer, FA, legal and broker-dealer review—not a legal conclusion or safety rating.

Open issuer dossier
Reporting & material events132

captured official filings

Registration & offering28

captured official filings

Ownership0

captured official filings

Governance0

captured official filings

PRIORITY FILING CUES

What to review next

Rules are applied to retained SEC filing types in this issuer record. They prioritize reading work; they are not ratings or conclusions.

  1. CRITICAL
    EFFECT2026-05-20 · form-type review cue
    SEC source →
  2. WATCH
    S-1/A2026-04-29 · form-type review cue
    SEC source →
  3. WATCH
    S-1/A2026-03-20 · form-type review cue
    SEC source →
  4. WATCH
    S-12025-10-09 · form-type review cue
    SEC source →
  5. CRITICAL
    EFFECT2025-04-09 · form-type review cue
    SEC source →
WHAT THIS AUTOMATES

One evidence index instead of a manual filing hunt.

It groups recent reporting, registration/offer, ownership and governance filings, preserves the SEC source link and keeps a reusable chronology in the issuer’s record.

PROFESSIONAL DELIVERY LAYER

What teams can pay to automate next.

Cross-version text comparison, monitored alerts, change-specific diligence questions, CSV/PDF exports and a shared deal-team brief are the professional workflow built on this public evidence layer.

MACHINE-DETECTED FILING CHANGE RADAR

Public registration text delta

Comparing S-1/A filed 2026-03-20 with S-1/A filed 2026-04-29.

Earlier SEC filingLatest SEC filing
76latest comparable sentences
6new-text candidates
6prior-text candidates not found

Tracked-term count changes

Counts are navigation signals, not conclusions. Open both official filings to determine materiality.

  • No tracked keyword-count change was detected in the cached plain-text excerpts.

Candidate disclosure excerpts

Only sentence-level additions or removals containing tracked diligence terms are shown. These are reading cues, not materiality findings.

New in latest filing
  • Securities and Exchange Commission (this prospectus, the “ SEC ”) and describes the general ways the Selling Stockholders may offer from time to time up to 25,161,292 Resale Shares.
Present in earlier filing, not found in latest
  • Securities and Exchange Commission (the “ SEC ”) and describes the general ways the Selling Stockholders may offer from time to time up to 25,161,292 Resale Shares.

Method: readable plain text is extracted from two official SEC HTML filings, then compared at sentence and tracked-term level. Formatting, exhibit differences and boilerplate may create false positives. This radar is not legal advice, a disclosure completeness opinion or a transaction recommendation.

ISSUER REVIEW PLAN

What to verify next

Generated from retained official filing types and chronology. This is a work sequence, not legal, accounting, compliance, investment or transaction advice.

  1. Registration & offering path (14 retained)
    Read the latest registration filing, then monitor for an amendment, EFFECT notice or 424B prospectus.
  2. Current disclosure path (37 retained)
    Open the retained current reports and identify the reported item, effective date and later update.
  3. Financial & ownership record (30 retained)
    Review periodic financial, ownership and governance records in their original filing context.

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181 retained SEC filingsLatest retained filing: 2026-07-13.Printable HTML record + CSV official-source indexOne issuer · one payment · no account

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  • Source-linked filing chronology and registration path
  • Filing-change radar plus financing, legal, tax/lien and regulatory disclosure cues
  • Official-source index for project-file archiving and downloadable CSV export
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DISCLOSURE CONTEXT SCREEN

Specific public-record cues, separated from generic language

Reads selected SEC filing text by sentence. Contents-page labels, generic risk language and allocation discussion are excluded; historical financing language is kept separate.

  1. FINANCING

    The shares listed below were not included in the computation of diluted losses per share because to do so would be antidilutive for the periods presented: Schedule of computation of diluted losses per share Three Months Ended May 31, Nine Months Ended May 31, 2026 2025 2026 2025 Stock options 5,206,000 5,433,000 5,206,000 5,433,000 Warrants 29,247,313 16,666,667 29,247,313 16,666,667 34,453,313 22,099,667 34,453,313 22,099,667 Accounting Pronouncements We evaluate all Accounting Standards Updates (“ASUs&#8221

    10-Q · 2026-07-13 · official SEC source ↗
  2. FINANCING

    that were issued, or are issuable, by under the terms of the concurrent domestic and offshore private placements consummated on June 16, 2025 (the “ Private Placements ”).

    S-1/A · 2026-04-29 · official SEC source ↗
  3. FINANCING

    The shares listed below were not included in the computation of diluted losses per share because to do so would be antidilutive for the periods presented: Schedule of computation of diluted losses per share Three Months Ended February 28, Six Months Ended February 28, 2026 2025 2026 2025 Stock options 5,206,000 5,433,000 5,206,000 5,433,000 Warrants 29,247,313 16,666,667 29,247,313 16,666,667 34,453,313 22,099,667 34,453,313 22,099,667 Accounting Pronouncements We evaluate all Accounting Standards Updates (“A

    10-Q · 2026-04-09 · official SEC source ↗

Scope: automated text screening of selected SEC filings only. Each cue requires review of the linked filing; it does not confirm a claim, legal status, tax status, financing completion or current issuer condition.

LEGACY TERM SCREEN · SOURCE INDEX

Financing, legal and disclosure cues

This screen counts source documents with a reading cue, never the number of underlying events. A cue may be generic risk language; open the cited SEC source before drawing any conclusion.

View screened SEC sources (4)
10-Q · 2026-07-13S-1/A · 2026-04-2910-Q · 2026-04-09S-1/A · 2026-03-20

Coverage boundary: this is a keyword screen of selected SEC filings only. It is not a court-docket search, tax-compliance review, lien clearance, sanctions screen, adverse-media search or a complete count of financings. A zero result means no matching term in the readable documents screened—not that the underlying issue is absent. Verify each cue in the linked official filing and use the appropriate independent professionals.

CAPITAL & OFFERING RECORD

Official filing path for financing review

Registration, amendment, prospectus, shelf and current-report nodes are organized here as a reading path. Use the SEC source for terms, status and materiality.

Browse all captured financing filings →
7registration / amendment nodes
2prospectus nodes
0shelf / follow-on nodes
71current-report nodes to review
  1. S-1/A
    Registration amendmentOpen SEC source →
  2. S-1/A
    Registration amendmentOpen SEC source →
  3. 8-K
    Current report — review financing contextOpen SEC source →
  4. 8-K
    Current report — review financing contextOpen SEC source →
  5. S-1
    Initial registration statementOpen SEC source →
  6. 8-K
    Current report — review financing contextOpen SEC source →
  7. 8-K
    Current report — review financing contextOpen SEC source →
  8. 8-K
    Current report — review financing contextOpen SEC source →
  9. S-1/A
    Registration amendmentOpen SEC source →
  10. S-1
    Initial registration statementOpen SEC source →
  11. 8-K
    Current report — review financing contextOpen SEC source →
  12. 8-K
    Current report — review financing contextOpen SEC source →
  13. 8-K
    Current report — review financing contextOpen SEC source →
  14. 8-K
    Current report — review financing contextOpen SEC source →
  15. 8-K
    Current report — review financing contextOpen SEC source →
  16. 8-K
    Current report — review financing contextOpen SEC source →
  17. 8-K
    Current report — review financing contextOpen SEC source →
  18. 8-K
    Current report — review financing contextOpen SEC source →
  19. 8-K
    Current report — review financing contextOpen SEC source →
  20. 8-K
    Current report — review financing contextOpen SEC source →
  21. 8-K
    Current report — review financing contextOpen SEC source →
  22. 8-K
    Current report — review financing contextOpen SEC source →

Interpretation boundary: filing counts are not financing-round counts, proceeds, closing status or current capitalization. A registration, prospectus or report can relate to different purposes; use the linked official filing and appropriate advisers to verify each event.

KEY OFFERING LANGUAGE

What the latest offering documents say

Candidate sentence excerpts from readable official SEC filing text. This provides a fast reading layer for offering structure and terms; it is not a normalized term sheet or a transaction conclusion.

CANDIDATE LANGUAGE OBSERVED

Offering structure

Candidate language describing the securities or registration structure.

“The selling stockholders may not sell these securities until the Registration Statement filed with the Securities and Exchange Commission is effective.”
S-1/A · 2026-04-29 · Open SEC source →
CANDIDATE LANGUAGE OBSERVED

Shares / price

Candidate language about shares, units or offering-price terms.

“The date of this prospectus is _____________, 2025 Page Number ABOUT THIS PROSPECTUS 1 PROSPECTUS SUMMARY 3 THE OFFERING 6 SUMMARY FINANCIAL DATA 7 RISK FACTORS 8 SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS 33 USE OF PROCEEDS 33 DETERMINATION OF OFFERING PRICE 33 MARKET PRICE OF AND DIVIDENDS ON OUR COMMON STOCK AND RELATED STOCKHOLDER MATTERS 34 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESUL”
S-1 · 2025-10-09 · Open SEC source →
CANDIDATE LANGUAGE OBSERVED

Use of proceeds

Candidate language describing stated proceeds or intended use.

“We intend to use the net proceeds of such warrant exercise, if any, for general corporate purposes, including working capital.”
S-1/A · 2026-04-29 · Open SEC source →
NO CANDIDATE LANGUAGE IN SCREENED TEXT

Convertible / warrant terms

Candidate language about conversion, warrants or related instruments.

No sentence matching this reading cue was found in the 5 readable filings screened.
View offering documents screened (5)
S-1/A · 2026-04-29S-1/A · 2026-03-20S-1 · 2025-10-09S-1/A · 2024-11-20S-1 · 2024-10-18

Extraction boundary: wording can be incomplete, duplicated, conditional or superseded by later filings. The system does not calculate proceeds, share counts, dilution or closing status from these excerpts. Verify every term in the linked official SEC filing.

OFFICIAL SEC SUBMISSIONS

Captured filing chronology

Open Evidence Snapshot →
  1. 10-Q
    Reporting & material eventsOpen SEC filing →
  2. EFFECT
    Registration & offeringOpen SEC filing →
  3. S-1/A
    Registration & offeringOpen SEC filing →
  4. 10-Q
    Reporting & material eventsOpen SEC filing →
  5. S-1/A
    Registration & offeringOpen SEC filing →
  6. 10-Q
    Reporting & material eventsOpen SEC filing →
  7. 8-K
    Reporting & material eventsOpen SEC filing →
  8. 8-K
    Reporting & material eventsOpen SEC filing →
  9. 10-K
    Reporting & material eventsOpen SEC filing →
  10. S-1
    Registration & offeringOpen SEC filing →
  11. 8-K
    Reporting & material eventsOpen SEC filing →
  12. 10-Q
    Reporting & material eventsOpen SEC filing →
  13. 8-K
    Reporting & material eventsOpen SEC filing →
  14. 8-K
    Reporting & material eventsOpen SEC filing →
  15. 10-Q
    Reporting & material eventsOpen SEC filing →
  16. EFFECT
    Registration & offeringOpen SEC filing →
  17. 10-K/A
    Reporting & material eventsOpen SEC filing →
  18. 10-Q
    Reporting & material eventsOpen SEC filing →
  19. EFFECT
    Registration & offeringOpen SEC filing →
  20. 10-K/A
    Reporting & material eventsOpen SEC filing →
  21. S-1/A
    Registration & offeringOpen SEC filing →
  22. 10-K
    Reporting & material eventsOpen SEC filing →
  23. S-1
    Registration & offeringOpen SEC filing →
  24. 10-Q
    Reporting & material eventsOpen SEC filing →
  25. 8-K
    Reporting & material eventsOpen SEC filing →
  26. 10-Q
    Reporting & material eventsOpen SEC filing →
  27. 8-K
    Reporting & material eventsOpen SEC filing →
  28. 8-K
    Reporting & material eventsOpen SEC filing →
  29. 10-Q
    Reporting & material eventsOpen SEC filing →
  30. 10-K
    Reporting & material eventsOpen SEC filing →
  31. 10-Q
    Reporting & material eventsOpen SEC filing →
  32. 10-Q
    Reporting & material eventsOpen SEC filing →
  33. 10-Q
    Reporting & material eventsOpen SEC filing →
  34. 10-K
    Reporting & material eventsOpen SEC filing →
  35. 8-K
    Reporting & material eventsOpen SEC filing →
  36. 8-K
    Reporting & material eventsOpen SEC filing →
  37. 8-K
    Reporting & material eventsOpen SEC filing →
  38. EFFECT
    Registration & offeringOpen SEC filing →
  39. EFFECT
    Registration & offeringOpen SEC filing →
  40. 8-K
    Reporting & material eventsOpen SEC filing →
  41. 10-Q
    Reporting & material eventsOpen SEC filing →
  42. 8-K
    Reporting & material eventsOpen SEC filing →
  43. 8-K
    Reporting & material eventsOpen SEC filing →
  44. 10-Q
    Reporting & material eventsOpen SEC filing →
  45. 8-K
    Reporting & material eventsOpen SEC filing →
  46. 10-Q
    Reporting & material eventsOpen SEC filing →
  47. 8-K
    Reporting & material eventsOpen SEC filing →
  48. 8-K
    Reporting & material eventsOpen SEC filing →
  49. 8-K
    Reporting & material eventsOpen SEC filing →
  50. 10-K
    Reporting & material eventsOpen SEC filing →
  51. 8-K
    Reporting & material eventsOpen SEC filing →
  52. 8-K
    Reporting & material eventsOpen SEC filing →
  53. 8-K
    Reporting & material eventsOpen SEC filing →
  54. 8-K
    Reporting & material eventsOpen SEC filing →
  55. EFFECT
    Registration & offeringOpen SEC filing →
  56. 10-Q
    Reporting & material eventsOpen SEC filing →
  57. EFFECT
    Registration & offeringOpen SEC filing →
  58. 8-K
    Reporting & material eventsOpen SEC filing →
  59. 10-Q
    Reporting & material eventsOpen SEC filing →
  60. 424B3
    Registration & offeringOpen SEC filing →
Evidence boundary

Only official SEC submission-index facts are automated here. The brief does not determine shell status, beneficial ownership, capitalization, legal compliance, valuation, active-trading status or transaction suitability. Those questions require the appropriate source documents and independently retained professionals.